
==== Front
BMJ Open
BMJ Open
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bmjopen
BMJ Open
2044-6055
BMJ Publishing Group BMA House, Tavistock Square, London, WC1H 9JR

39191464
10.1136/bmjopen-2024-087617
bmjopen-2024-087617
Protocol
Renal Medicine
1728
1506
Effect of henagliflozin on left ventricular mass index in dialysis patients with HFpEF (HELD-HF): protocol for a multicentre, randomised, double-blind, placebo-controlled trial
http://orcid.org/0000-0002-7312-8860
Yan Hao 1dryanhao@163.com

Wang Wei 2wangwei51113@163.com

Li Ying 3wx5187@aliyun.com

Qi Yinghui 4qwe1968@163.com

http://orcid.org/0000-0003-3555-505X
Lu Renhua 1lurenhua1977@hotmail.com

Zhou Yijun 1zhouyijun326@126.com

Zhang Weiming 1weimingzh1965@163.com

Liu Shang 1echoliu729@aliyun.com

Pang Huihua 1panghuihua@126.com

Fang Yan 1fangyan_fyfy@126.com

Li Zhenyuan 1angellee228@126.com

Wang Jieying 5wangjieying@sjtu.edu.cn

Jiang Meng 2jiangmeng_renji@163.com

http://orcid.org/0000-0002-1245-9690
Pu Jun 2*pujun310@hotmail.com

http://orcid.org/0000-0003-4358-0132
Gu Leyi 1guleyi@aliyun.com

Fang Wei 1*fangwei_sh@126.com

1 Department of Nephrology, Renji Hospital, School of Medicine, Shanghai Jiao Tong University, Shanghai, China
2 Department of Cardiology, Renji Hospital, School of Medicine, Shanghai Jiao Tong University, Shanghai, China
3 Department of Nephrology, Shanghai Jiading District Central Hospital, Shanghai, China
4 Department of Nephrology, Shanghai Punan Hospital, Shanghai, China
5 Clinical Center for Investigation, Renji Hospital, School of Medicine, Shanghai Jiao Tong University, Shanghai, China
None declared.

DrLeyiGu; guleyi@aliyun.com
DrWeiFang; fangwei_sh@126.com
DrJunPu; pujun310@hotmail.com
2024
27 8 2024
14 8 e08761715 4 2024
05 8 2024
Copyright © Author(s) (or their employer(s)) 2024. Re-use permitted under CC BY-NC. No commercial re-use. See rights and permissions. Published by BMJ.
2024
https://creativecommons.org/licenses/by-nc/4.0/ This is an open access article distributed in accordance with the Creative Commons Attribution Non Commercial (CC BY-NC 4.0) license, which permits others to distribute, remix, adapt, build upon this work non-commercially, and license their derivative works on different terms, provided the original work is properly cited, appropriate credit is given, any changes made indicated, and the use is non-commercial. See: http://creativecommons.org/licenses/by-nc/4.0/.

Abstract

Introduction

Heart failure with preserved ejection fraction (HFpEF) is a prevalent comorbidity among patients with end-stage kidney disease. Although sodium-glucose cotransporter 2 inhibitors are validated in treating heart failure and ameliorating left ventricular hypertrophy among non-dialysis patients, the effects on dialysis patients are unknown. We previously investigated the pharmacokinetics of henagliflozin in patients undergoing haemodialysis (HD) or peritoneal dialysis (PD) and clarified its safety.

Methods and analysis

This multicentre, randomised, double-blind, placebo-controlled trial is being conducted at three hospitals in Shanghai, China. A target of 108 HD or PD patients with HFpEF are randomly allocated to treatment group (henagliflozin 5 mg/day in addition to standard therapy) or control group (placebo with standard therapy) at a ratio of 1:1. All subjects will be followed up for 24 weeks. The primary outcome is change in echocardiography-measured left ventricular mass index. The secondary interests include changes in left atrial volume index, E/e’, e’ and N-terminal pro-B-type natriuretic peptide (NT-proBNP). Intergroup comparisons of change in echocardiography-related outcomes from baseline to 24 weeks are based on a linear regression model adjusted for baseline values (analysis of covariance), and repeated measure analysis of variance with Bonferroni adjustment is employed for comparison of change in NT-proBNP. Subgroup analyses of the primary and secondary outcomes are conducted to determine whether the effect of henagliflozin varies according to dialysis modality. The χ2 method is used to compare the occurrence of adverse events and severe adverse events.

Ethics and dissemination

This trial has been approved by the Ethics Committee of Renji Hospital, School of Medicine, Shanghai Jiao Tong University (LY2023-127-B). All participants provide written informed consent before screening. The results of the trial will be disclosed completely in international peer-reviewed journals. Both positive and negative results will be reported.

Trial registration number

ChiCTR2300073169.

Dialysis
Heart failure
Randomized Controlled Trial
Shanghai Hengrui Pharmaceuticals Co., Ltd Shanghai Academic/Technology Research Leader 22XD1431400
==== Body
pmcSTRENGTHS AND LIMITATIONS OF THIS STUDY

This is a multicentre, randomised, double-blind, placebo-controlled trial in dialysis patients that addresses the complication of heart failure with preserved ejection fraction.

It provides important 24-week data about the effects of sodium-glucose cotransporter 2 (SGLT2) inhibitor on cardiac geometric and functional alterations and about the safety of the treatment.

The trial includes treatment group with henagliflozin and control group with placebo, and the primary outcome is echocardiography-measured left ventricular mass index.

Since mortality and new-onset cardiovascular diseases are not the designated outcomes, the trial cannot clarify whether SGLT2 inhibitor reduces the risk of hard endpoints.

Physical tests objectively evaluating cardiac function, for example, 6 min walk test, are absent in the trial.

Introduction

Background

Chronic kidney disease (CKD) is a growing public health priority. A significant proportion of patients with CKD progress to end-stage kidney disease (ESKD) requiring renal replacement therapy. In 2017, the prevalence of CKD was estimated at up to 9.1% of the global population and the number of patients undergoing dialysis was more than 3.14 million across the world.1 Cardiovascular death is 10-fold to 100-fold greater among patients with ESKD than in age-matched and sex-matched people of the general population without kidney disease.2 In contrast to the general population, heart failure (HF) is a more important cause of cardiovascular mortality in dialysis patients instead of myocardial infarction or stroke.3

HF as a common comorbidity at the initiation of dialysis presents in 36% of patients with ESKD,4 and the incidence of de novo HF during dialysis therapy is about 7% per year.5 Heart failure with preserved ejection fraction (HFpEF) is the most common phenotype in patients on dialysis, accounting for half of the cases.6 Left ventricular hypertrophy (LVH) is the predominant pathophysiological mechanism in HFpEF, and an elevated left ventricular mass (LVM) portends an increased risk of death.7

The widely accepted strategies to treat HF in dialysis patients consist of restriction of sodium and fluid intake, preservation of residual kidney function (RKF), sufficient ultrafiltration, and appropriate treatment for hypertension, hyperglycaemia, anaemia, etc. Medications including renin–angiotensin system inhibitors, angiotensin receptor-neprilysin inhibitors (ARNI), β-blockers, mineralocorticoid receptor antagonists (MRA) and loop diuretics in the presence of RKF are recommended.8 9 However, there has been no proven therapy for HFpEF in the setting of dialysis,10 resulting in excessive mortality, increased hospitalisation, impaired quality of life and aggravating health burden. Novel treatment is warranted for this population.

Sodium-glucose cotransporter 2 (SGLT2) inhibitors are a relatively new class of antidiabetic agents that exert beneficial effects on kidney and cardiac outcomes.11 For non-dialysis population, SGLT2 inhibitors are recommended for HF as a new treatment, in addition to conventional therapies, irrespective of the presence of type 2 diabetes and the phenotypes based on the measurement of left ventricular ejection fraction (LVEF), and the cardiac protective role is endorsed by the latest guidelines.1214

An animal study revealed that 2-month treatment of empagliflozin regressed LVH in an HF model of pigs, as demonstrated by cardiac magnetic resonance (cMR), echocardiography and histology.15 As supported by a meta-analysis, all interventions modifying left ventricular (LV) remodelling, including LVH in the short term, improve patient survival in the long term.16 Recent meta-analysis concluded that in non-dialysis populations, SGLT2 inhibitors may be associated with improvement in LVM and E/e’.17 18 Therefore, it is possible that the cardioprotective effect of SGLT2 inhibitors is mediated via improvement in LV geometry.

The exact mechanisms of cardiac protection by SGLT2 inhibitors have not been clearly elucidated yet, and it may ameliorate LVH and HF through off-target effects.19 Hence, patients on dialysis with HFpEF may benefit from SGLT2 inhibitors theoretically. As presented by the EMPA-KIDNEY and DAPA-CKD trials, SGLT2 inhibitors can lower the risks of kidney disease progression or cardiovascular death despite impaired kidney function in which an estimated glomerular filtration rate (eGFR) is less than 45 mL/min/1.73 m2 or 30 mL/min/1.73 m2.20 21 However, due to a lack of safety and efficacy data, SGLT2 inhibitors are not validated in those with an eGFR below 20 mL/min/1.73 m2, and dialysis is generally listed as a contraindication to administration.

Rationale

Henagliflozin is an oral selective inhibitor of SGLT2 approved by the State Food and Drug Administration in China for type 2 diabetes mellitus with eGFR at least 30 mL/min/1.73 m2, with a recommended dose of 5–10 mg daily.

We conducted a randomised, open-label study to explore the pharmacokinetics of henagliflozin in haemodialysis (HD) or peritoneal dialysis (PD) patients with diabetes22 and compared the results with those from a previous study in patients with diabetes with normal kidney function.23 When treated with a single dose of 5 mg henagliflozin, dialysis patients showed similar T1/2 (14.3 hours vs 14.0 hours), Cmax (73.6 ng/mL vs 73.3 ng/mL) and Tmax (1–2 hours according to dialysis modality vs 1.5 hours) but greater AUCinf (794 hours*ng/mL vs 558 hours*ng/mL) in contrast to patients without CKD. After 1-week administration, the mean Cmin in dialysis patients treated with henagliflozin 5 mg/day was higher than in patients without CKD treated with 10 mg/day (15.0 ng/mL vs 11.6 ng/mL). In addition, blood concentration of henagliflozin was decreased by 1.1% after a session of 4-hour HD and there were no treatment-related serious adverse events (SAEs) or drug discontinuation. These data suggest that the prolonged use of henagliflozin with a reduced dose may be safer in dialysis patients. Based on the results, we designed the current trial to explore whether the use of henagliflozin improves cardiac structural parameters and HFpEF in dialysis patients.

Objectives

The primary objective of this trial is to evaluate the effect of henagliflozin on changes in echocardiography-measured left ventricular mass index (LVMI) in patients undergoing chronic dialysis with HFpEF after 24 weeks of treatment. The secondary interests include changes in left atrial volume index (LAVI), E/e’, e’ and N-terminal pro-B-type natriuretic peptide (NT-proBNP) before and after the intervention.

This publication describes the study design and protocol of a multicentre, randomised, double-blind, placebo-controlled trial investigating the effect of henagliflozin on changes in LVH in patients undergoing chronic HD or PD complicated with HFpEF (HELD-HF study, version 1.3.1; date: 23 September 2023). Recruitment started in September 2023 and ended on 29 February 2024.

Methods and analysis

Trial design

This is a multicentre, randomised, double-blind, placebo-controlled trial. There are two parallel arms with equal allocation, including the treatment group (henagliflozin 5 mg/day in addition to standard therapy) and the control group (placebo with standard therapy). Central randomisation was employed. The enrolled participants are assigned to either group in a 1:1 ratio by a randomisation procedure based on the network stochastic system, stratified according to dialysis modality (HD and PD). The principles of double-blind randomisation are followed. The study was registered in Chinese Clinical Trial Registry (ChiCTR2300073169).

Study setting

The trial is being carried out in one primary centre (Renji Hospital, School of Medicine, Shanghai Jiao Tong University) and two subcentres (Shanghai Jiading District Central Hospital and Shanghai Punan Hospital). All investigators across the three centres have obtained Good Clinical Practice certificates.

Eligibility criteria

The target population of this trial is chronic HD or PD patients who fulfil the following criteria:

Inclusion criteria

Age 18–80 years.

Patients undergoing HD thrice a week or maintenance PD for at least 3 months, with adorable dialysis adequacy.

Clinical symptoms of HF accompanied by at least one of the following: (1) NT-proBNP >8000 pg/mL or BNP >300 pg/mL; (2) LVH approved by echocardiography within 12 months (LVMI >110 g/m2 in a male patient or >90 g/m2 in a female patient); and (3) admission for HF within 12 months before recruitment. Meanwhile, LVEF assessed by echocardiography is ≥50%.

Clinically stable hydration status.

Stable use of anti-HF agents, for example, ACE inhibitors/angiotensin receptor blocker, ARNI, β-blockers or MRA, for at least 4 weeks.

Signed the informed consent form.

Exclusion criteria

Multiple episodes of hypoglycaemia during the past 4 weeks.

Evidence of ketoacidosis within 3 months.

Type 1 diabetes mellitus.

Significant anaemia (haemoglobin <80 g/L), hypoalbuminaemia (serum albumin <30 g/L) or hepatic dysfunction (elevated alanine aminotransferase (ALT) or aspartate aminotransferase (AST) three times of the normal upper limit or greater).

Systemic or genitourinary tract infection, active malignancy, history of cardiac valve replacement or repairment, and persistent atrial fibrillation.

Allergy to SGLT2 inhibitors.

Pregnant and lactating women.

Participant of other clinical trials within 3 months.

Patients considered unsuitable for inclusion in this study by the investigators.

Interventions

The flow chart elucidating the trial is presented in figure 1. Participants of the treatment group are treated with oral henagliflozin (5 mg/tablet, one tablet a day, taken before breakfast), and the counterparts in the control group are treated with placebo tablets once a day. The administration will last for 24 weeks.

Figure 1 Participant timeline. d, days; V, vist; w, weeks.

During the follow-up, the participants will be closely monitored. If hypoglycaemia, ketoacidosis or other manifestations of intolerance occur in the participants of either group, the dose of the study drug will be reduced by half or completely withdrawn, depending on the severity and persistence, and corresponding treatments will be prescribed to correct the abnormalities. Generally, dialysis regimens and use of other anti-HF agents will remain stable while individual conditions will be taken into account. Other SGLT2 inhibitors are prohibited during the trial.

Data collection

At baseline (screening period), demographic and anthropometric data including age, sex, height and body weight are collected, as well as the medical history of the participants, such as the underlying cause of ESKD; comorbidities including hypertension, diabetes, cardiovascular disease and/or cerebrovascular disease, cirrhosis, chronic obstructive pulmonary disease, etc; dialysis vintage; dialysis prescription; urine volume; and concomitant medications.

Echocardiography and ECG are performed at baseline and 24 weeks of follow-up, accompanied by bioimpedance analysis using a body composition monitor (Fresenius Medical Care). The details of echocardiography are described in the next section. In addition, cMR is performed on subjects from the primary centre (Renji Hospital) without contraindications. Physical examination is performed at each visit, and blood samples are drawn for tests of fasting plasma glucose, pH, HCO3−, K+, Na+, Cl– and ketone body to exclude hypoglycaemia and ketoacidosis. Other laboratory parameters, including blood cell count, C reactive protein, serum albumin, ALT, AST, total bilirubin and direct bilirubin, calcium, phosphorus, haemoglobin A1c, NT-proBNP and intact parathyroid hormone, are determined at baseline and at 12 weeks and 24 weeks of follow-up, and single-pool Kt/V for HD patients or Kt/V for PD patients is measured using standard methods concurrently. Adverse events (AEs), changes in dialysis prescription and changes in concomitant medications are recorded throughout the study until 28 weeks after recruitment. For future ancillary studies, serum samples are collected at baseline, 12 weeks and 24 weeks, and are stored in −80℃ refrigerator.

Echocardiography

Transthoracic two-dimensional (2D) and Doppler echocardiography is performed by experienced echocardiographers not involved in the clinical care of the recruited patients. Interventricular septal thickness (IVS), posterior wall thickness (PWT) and left ventricular internal dimension (LVID) are measured at end-diastole and end-systole in accordance with the guidelines of the American Society of Echocardiography (ASE). Relevant images of 2D long-axis and short-axis views of end-diastolic and end-systolic ventricle with M-mode scans are recorded, and then a dedicated senior echocardiographer who is blinded to the identity of the participants and the study order (pre vs post) will further analyse each individual measurement to evaluate LVH and LV systolic and diastolic function.

LVM was calculated according to the ASE-recommended formula: LVM (g)=0.8×{1.04[(ΙVS+LVID+PWT)3 –(LVID)3]}+0.6. LVMI is defined as LVM/body surface area. LVEF was obtained using the modified biplane Simpson method from the apical two-chamber and four-chamber views.

Outcomes

Primary outcome

The primary outcome is the change in LVMI measured by echocardiography after 24 weeks of intervention.

Secondary outcomes

The secondary outcomes are the changes in LAVI, E/e’, e’ and NT-proBNP, as well as the intergroup differences, after 24 weeks of intervention.

Safety outcomes

The safety outcomes were changes in laboratory safety indicators and the incidence of AEs between the treatment and control groups from recruitment until 28 weeks thereafter.

Participant timeline

Please refer to table 1 and figure 1 for details of the visit schedule and participant timeline.

Table 1 Trial visit schedule

	Screening−4 w	V00 w	V12 w±3 d	V24 w±5 d	V38±1 w	V412±1 w	V516±1 w	V620±2 w	V724±2 w	V828±2 w	
Informed consent	×	 	 	 	 	 	 	 	 	 	
Demographic data	×	 	 	 	 	 	 	 	 	 	
Medical history	×	 	 	 	 	 	 	 	 	 	
Physical examination	×	×	×	×	×	×	×	×	×	×	
Echocardiography	×	 	 	 	 	 	 	 	×	 	
ECG	×	 	 	 	 	 	 	 	×	 	
Cardiac magnetic resonance*	×	 	 	 	 	 	 	 	×	 	
Body composition monitoring	×	 	 	 	 	 	 	 	×	 	
Randomisation	 	×	 	 	 	 	 	 	 	 	
Blood gas analysis	×	 	×	×	×	×	×	×	×	 	
Ketone body	×	 	×	×	×	×	×	×	×	 	
Other laboratory tests†	×	 	 	 	 	×	 	 	×	 	
Dialysis prescription	×	×	×	×	×	×	×	×	×	 	
Dialysis adequacy	×	 	 	 	 	×	 	 	×	 	
Concomitant medications	×	 	×	×	×	×	×	×	×	 	
Adverse event	×	×	×	×	×	×	×	×	×	×	
* For selected participants.

† Blood cell count, C reactive protein, serum albumin, alanine aminotransferase, aspartate aminotransferase, total bilirubin, direct bilirubin, calcium, phosphorus, haemoglobin AHbA1c, NT-proBNP, and intact parathyroid hormone.

ddaysNT-proBNPN-terminal pro-B-type natriuretic peptideVvisitwweeks

Sample size

According to a previous randomised trial, the mean LVMI was reduced by −11.5 g/m2 with 13 weeks of administration of empagliflozin compared with −1.4 g/m2 for placebo in patients with high-risk type 2 diabetes mellitus.24 Thus, we assume that the mean difference in changes in LVMI will be 10 g/m2 between the treatment and the control group after 24 weeks of treatment, and with a common intergroup SD of 15 g/m2 and a dropout rate of 10% there should be a total of 108 participants, 54 in each arm, to have a power of 90% to yield a statistically significant result (two-tailed alpha=0.05). PASS V.15 was used to perform sample size calculation.

Recruitment

The primary centre (Renji Hospital) is a university teaching hospital that provides care to more than 500 maintenance HD patients and over 700 chronic PD patients. Both the subcentres are mature regional medical centres. There are a total of 1000 HD patients and 900 PD patients, allowing sufficient enrolment for the study.

The sponsor provides a trial subject insurance for patients participating in the study. The insurance provides coverage for study-related damage, which occurs during the study and until 4 weeks after cessation of intervention.

The recruitment started in September 2023 and ended in February 2024. In total, 122 patients were screened, among whom 112 were recruited. The baseline characteristics of the participants are summarised in table 2.

Table 2 Baseline characteristics of the recruited subjects

	Total (N=112)	HD (n=60)	PD (n=52)	
Age (years)	55.3±12.1	58.9±9.6	51.1±13.3	
Male gender, n (%)	74 (66.1)	44 (73.3)	30 (57.7)	
Primary disease, n (%)	
 Chronic nephritis	49 (43.8)	18 (30.0)	31 (59.6)	
 Diabetic kidney disease	25 (22.3)	16 (26.7)	9 (17.3)	
 Hypertensive nephrosclerosis	6 (5.4)	3 (5.0)	3 (5.8)	
 Uric acid nephropathy	2 (1.8)	2 (3.3)	0 (0)	
 Polycystic kidney disease	2 (1.8)	1 (1.7)	1 (1.9)	
 Lupus nephritis	2 (1.8)	1 (1.7)	1 (1.9)	
 Others	3 (2.7)	2 (3.3)	1 (1.9)	
 Unknown	23 (20.5)	17 (28.3)	6 (11.5)	
Dialysis vintage (months)	57.1 (28.7–90.3)	74.7 (31.1–141.5)	52.4 (18.0–71.6)	
spKt/V	–	1.39 (1.29–1.56)	–	
URR (%)	–	69.1±6.0	–	
Total weekly Kt/V	–	–	1.85±0.30	
OH (L)	1.8 (0.8–3.1)	1.5 (0.6–2.5)	2.2 (0.9–3.8)	
NT-proBNP (pg/mL)	8250 (3805–13 222)	7500 (3702–14 134)	8406 (4232–12 965)	
LVMI (g/m2)	116.3 (100.4–136.7)	117.0 (101.1–133.1)	112.1 (96.4–142.1)	
LVEF (%)	63.5±5.5	63.1±5.6	63.9±5.4	
Data are presented as frequencies and percentages for categorical variables, mean±SD for normally distributed continuous variables and median (IQR) for non-normally distributed continuous variables.

HDhaemodialysisLVEFleft ventricular ejection fractionLVMIleft ventricular mass indexOHoverhydrationPDperitoneal dialysisSpKt/Vsingle-pool Kt/VURRurea reduction ratio

Implementation of allocation and sequence generation

After the patient signs the informed consent, the research nephrologist performs screening and enrols eligible subjects, then sends a request to conduct randomisation. A clinical trial coordinator (CRC) uses an interactive web response system to assign an exclusive sequence number to the participant and allocates the patient to one of the study arms, stratified by dialysis modality (HD and PD). Then a dedicated research nurse distributes the appropriate trial medication (henagliflozin or placebo) corresponding to the sequence number to the participant.

Concealment mechanism

The henagliflozin and placebo tablets are indistinguishable in package, appearance and taste, preventing identification of the intervention.

Blinding and unblinding

Participants and the research personnel in the study, including nephrologists, nurses, echocardiographers and CRC, are blinded to the trial intervention. In the case of a suspected unexpected serious adverse reaction, the principal investigator (PI) is permitted to request a code break for the unblinding of the intervention allocation.

Data management

Data will be derived from electronic hospital information system. Laboratory tests are performed by the clinical laboratory in each centre. All the echocardiographers were trained according to the study requirements, ensuring that the echocardiography measurements are standardised.

The participants are closely followed up, and the contact information of the research nephrologist in charge is provided. At each visit, the participants are asked to return untaken tablets to evaluate adherence.

All data are collected by the investigators and handled in an electronic data capture system exclusively developed for the study. All changes to the raw data in the system are automatically recorded. The data set will be kept for 10 years.

Statistical methods

Data will be analysed using SPSS V.25. Analyses will follow the intention-to-treat principle, where all participants randomised are included in the group to which they were originally allocated. Data are reported as frequencies and percentages for categorical variables, mean±SD for normally distributed continuous variables and median (IQR) for non-normally distributed continuous variables. Intergroup comparison of change in LVMI from baseline to 24 weeks as the primary analysis is conducted based on a linear regression model adjusted for baseline values (analysis of covariance). For secondary analyses, the same method is used to compare LAVI, E/e’ and e’ between baseline and 24-week visits, and repeated measure analysis of variance with Bonferroni adjustment is employed to compare change in NT-proBNP from baseline to 24 weeks. Subgroup analyses of the primary and secondary outcomes are conducted to determine whether the effect of henagliflozin varies according to dialysis modality. The χ2 method is used to compare the occurrence of AEs and SAEs. In case of missing data, they are imputed using multiple imputations.

Composition of the coordinating centre and trial steering committee

The coordinating centre and the steering committee for the study consists of the PI from the primary centre (LG) and sub-PIs from the subcentres (YL and YQ). They are responsible for preparation of the protocol and any revisions, preparation of data collection and drafting of the research consent forms.

The trial management team includes the PI, sub-PIs and the senior investigators (HY, RL, YZ, SL, HP, YF and ZL). The members meet once every week to monitor and supervise the progress of the trial, review relevant information, resolve any problems that arise during the study, ensure that the protocol is adhered to and take appropriate action to safeguard participants and the quality of the trial itself.

Data monitoring

A data monitoring committee (DMC) is composed of clinicians and biostatisticians from the Clinical Center for Investigation, Renji Hospital, School of Medicine, Shanghai Jiao Tong University. The members are not involved in medical care of the study participants and are independent from the sponsor and competing interests to ensure the quality of study data. No interim analysis is planned.

Harms

Continuous monitoring and documentation of any AE will be carried out throughout the trial. All AEs reported spontaneously by the subject or observed by the investigator will be recorded and evaluated for severity and relatedness to the investigational product. SAEs are reported to the Ethics Committee of Renji Hospital without undue delay after obtaining knowledge of the events.

Auditing

Formal audits will be conducted at the request of the DMC. Representatives from the Clinical Center for Investigation, Renji Hospital, School of Medicine, Shanghai Jiao Tong University can examine trial records and personal health information to verify the accuracy of collected data. The process will be independent from investigators and the sponsor.

Patient and public involvement

None.

Ethics and dissemination

Research ethics approval

This trial has been approved by the Ethics Committee of Renji Hospital, School of Medicine, Shanghai Jiao Tong University (LY2023-127-B), as well as by the ethics committees of Shanghai Jiading District Central Hospital and Shanghai Punan Hospital.

Protocol amendments

Any amendments related to the study protocol will be submitted and approved by the ethics committee of the primary centre and subcentres.

Consent

Research nephrologists had a conversation with candidates in outpatient clinic, and the interested patients were provided an information brochure with details about the trial, including the aims, methods, potential risks and benefits for the participants. The patients made decision on the consent at their discretion. Since biological specimens including blood and PD effluent are collected for future ancillary studies, there is an additional consent included in the major one.

Confidentiality

All patient information will be processed according to the National Regulation on Implementation of the Investigator Initiated Trials. Participants’ identifying information and contact information are encrypted and stored in a separate database. Identifying information is accessible exclusively by the PI of each participating centre.

Dissemination plans

Subjects are entitled to public disclosure of the results of the trial based on their participation. The results of the current research will be disclosed completely in international peer-reviewed journals. Both positive and negative results will be reported.

Discussion

Patients with ESKD are exposed to the tremendous burden of cardiovascular comorbidity. As mentioned, LVH is an established indicator of HF in this population and a main concern of treatment. According to the unpublished data of our programme, cardiovascular death contributed to 44.8% of the overall mortality in PD patients between 2018 and 2022 and HF accounted for 15.2% of the cardiovascular death. It is noteworthy that in our cohort another 40.4% of cardiovascular mortality was attributed to sudden cardiac death, which is also independently associated with LVH.25 These findings, along with the results of a previous study,3 suggest that appropriate intervention towards LVH may improve cardiac outcomes among patients with ESKD.

The mechanisms of cardiac protection by SGLT2 inhibitors probably refer to natriuresis and diuresis, which lead to attenuation of fluid and sodium retention. However, this is probably a transitory effect when the treatment begins,26 27 and in patients on dialysis whose kidney function has been significantly impaired or completely diminished this effect may be negligible. On the other hand, SGLT2 inhibition of Na+/H+ exchanger-1 on cardiomyocytes reduces intracellular sodium concentration, suppressing the Na+/Ca2+ exchanger activity and reducing cytoplasmic Ca2+ levels, subsequently inhibiting Ca2+-mediated cardiomyocyte injury.28 In addition, there is evidence of impaired myocardial energetics in HFpEF,29 which drives massive LVH,30 while SGLT2 inhibition improves myocardial energetic metabolism31; thus, it is possibly another mechanism to attenuate LVH. These give a hint to a potential role of SGLT2 inhibitors in treating LVH and consequently HFpEF among patients with ESKD.

Despite the significance of SGLT2 inhibitors in improving cardiac function and ameliorating LVH in general population, patients with advanced kidney disease have been excluded from previous studies, and the effects of SGLT2 inhibitors in chronic dialysis patients are largely unknown.

The present trial is designed to explore whether the use of henagliflozin for 24 weeks improves cardiac structural parameters and functional status of HD and PD patients with HFpEF, as well as to further validate the safety of the treatment. The dose of intervention is based on our pharmacokinetic study in dialysis patients.22 LVMI is a validated marker of HFpEF, and other echocardiographic measurements also provide important information on HFpEF, including E/e’ and LAVI, which indicate instantaneous and chronic LV filling pressures, respectively, and e’, which is a direct marker of diastolic function. Therefore, these parameters are selected as the primary and secondary endpoints in the present trial. In addition, NT-proBNP is another secondary endpoint. In long-term dialysis patients, BNP and NT-proBNP levels are strongly associated with LVH and RKF, and the best cut-off values to discriminate LVH or HF in dialysis patients have not been determined.32 We adopt either NT-proBNP >8000 pg/mL or BNP >300 pg/mL as one of the inclusion criteria according to the results of previous research33 34 as well as our clinical observation.

It is noteworthy that the designed outcomes of the trial consist of merely surrogate markers for cardiac functional status; therefore, we cannot address the question whether SGLT2 inhibitor reduces the risk of hard endpoints including mortality, new-onset HF and other cardiovascular diseases. Physical tests objectively evaluating cardiac function, for example, 6 min walk test, are also absent in the trial. However, to the best of our knowledge, there are very few ongoing randomised controlled trials investigating the effects of SGLT2 inhibitors on cardiac geometric and functional alterations among patients with ESKD, which specifically include only HD patients (NCT06249932, NCT06249945). These efforts could clarify the role of SGLT2 inhibitors in treating HF among dialysis patients and could lead to an updated evidence-based approach to managing this condition.

Acknowledgements

We would like to thank the patients for their time and willingness to participate in this trial, as well as Haifeng Zhang, Jiaying Huang, Yanna He, Na Li, Aiping Gu, Xiaojun Zeng, Tingting Liu, Ping Li, Nina Fang, Hongying Tang, Ting Qiu, Yue Yu and Sijie Ren, research nurses, for their support.

supplementary material

Review Process File
27 08 2024

Funding: This trial was funded by the Program of Shanghai Academic/Technology Research Leader (22XD1431400) and Shanghai Hengrui Pharmaceuticals. The funders do not have a role in the collection, analyses and interpretation of the data or in writing the manuscript.

prepub: Prepublication history for this paper are available online. To view these files, please visit the journal online (https://doi.org/10.1136/bmjopen-2024-087617).

Provenance and peer review: Not commissioned; externally peer reviewed.

Patient consent for publication: Not required.

Patient and public involvement: Patients and/or the public were not involved in the design, or conduct, or reporting, or dissemination plans of this research.
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